AML Analyst/Associate

Summary

Join our team as a Compliance Analyst/Associate and help make crypto assets a successful asset class in the most compliant way. You'll be part of a global network of compliance officers and a key contributor to the success of the Firm's AML and Sanctions program.

Requirements

• Strong communication and written communications skills
• Good judgment and analytical skills
• Strong follow up skills and ability to articulate in a clear and timely manner
• Be part of our cultural trait of ONETeam mentality
• Genuine interest and experience in Digital Assets an advantage

Responsibilities

• Ensure a compliant onboarding of new customers, conduct due diligence for existing customers against our AML/CFT policies by working with our Level 1 KYC Team in Bangalore, India
• Conduct enhanced due diligence for new and existing Higher Risk customers, including preparing supporting documentation for the Enhanced Customer Due Diligence Committee
• Provide input to results from name list screening and carry out review, including obtaining approval on disposition on positive matches of alerts from the CCO
• Liaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations and Legal on Singapore regulatory and policy AML/KYC matters by providing advice on MAS PSN02 and corresponding Guidelines
• Assist with the annual Enterprise Wide Risk Assessment
• Assist with new joiner and annual refresh AML/CFT training teams across APAC
• Assist the Account Management Team with due diligence requests as they pertain to Singapore AML/CFT controls
• Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements
• Support Compliance management for quarterly Board Meetings and other reporting as appropriate
• Assist with Transaction Monitoring dispositions and further reviews as escalated from Level 1 Transaction Monitoring Teams, where appropriate
• Assist with Travel Rule requests where necessary by collating information