Financial Crimes Quality Control Analyst III

Summary

Join Lead, a fintech building banking infrastructure, as a Financial Crimes Quality Control Analyst III. You will conduct quality control reviews of various financial documents and systems to ensure compliance with BSA program procedures. This role requires proficiency in identifying and reporting suspicious activities and recommending risk mitigation strategies. You will also assist in developing and improving internal QC processes. The position demands strong analytical and communication skills, along with experience in banking BSA. Lead offers competitive compensation, comprehensive benefits, and a dynamic work environment.

Requirements

Have at least 5-7 years of banking BSA experience with another financial institution or with another fintech

Responsibilities

• Accurately and autonomously, conduct quality control assessments on alerts, cases, SARs, and EDD reviews across multiple products and services
• Maintain Quality Control procedures, including risk-based standards for testing, and record results onto relevant scorecards in a timely manner
• Assist in the development of internal QC processes in coordination with senior management
• Drive ongoing improvements to the existing QC process
• Leverage existing data to identify potential discrepancies, inefficiencies, or gaps in established procedures
• Generate reporting metrics, including findings and trends, and communicate them to FinCrimes management staff
• Stay current with developments in the area of FinCEN to ensure program compliance
• Provide support and BSA subject matter expertise to bank staff members helping them understand BSA requirements as they relate to their job function
• Perform other duties as assigned

Preferred Qualifications

• Preferred experience in Convertible Virtual Currencies (CVC) and Banking as a Service (BaaS)
• Preferred CFE, CAFP, or CAMs certifications
• Preferred experience with Unit21 or other technology focused AML software
• You are a self starter who is able to be a part of a deadline driven department
• Bring an analytical mindset with the ability to process, solve, and draw conclusions
• Bring strong communication skills to work with all Lead Bank departments
• Are curious, have humility, are open to learning and approach your work with a growth mindset
• Thrive working in a fluid environment with high autonomy
• Love to collaborate to get to the best, most efficient outcome
• Embody the growth mindset and bring a self-driven and self-starter mentality to your work

Benefits

• Competitive compensation, including opportunities for equity grants, based on experience, geographic location, and role
• Medical, Dental, Vision, Life, 401k Matching, and other wellness benefits, including FSA, HSA and HRA
• Paid parental leave
• Flexible vacation policy, including PTO and paid holidays
• A fun and challenging team environment in a dynamic industry with ample opportunities for career growth