IT Audit Senior Manager

Summary

Join Lead Bank, a fintech building banking infrastructure, as an Internal Audit Senior Manager to lead the establishment and development of our IT audit program. You will champion internal controls across our distributed system landscape, educating on IT general controls and providing guidance on control design and implementation. Collaborate with IT teams, advise on risk management, and evaluate control deficiencies. This role requires a Bachelor's degree, 5+ years of IT audit experience, and relevant certifications (CISA, CISSP, CISM, or CIPP). Lead Bank offers competitive compensation, comprehensive benefits including medical, dental, vision, life insurance, 401k matching, paid parental leave, and a flexible vacation policy.

Requirements

• Bachelor’s degree in a related field such as information systems, computer science, business, finance or accounting required
• Minimum experience of 5 years in internal or external IT auditing, preferably with companies with complex IT environments or Big 4 accounting firms
• A detailed understanding of the general computer control areas and the IT governance framework (COBIT), Sarbanes Oxley/FDICIA, and the COSO framework
• Proven experience with evaluating security and controls on various on-premise, homegrown, and cloud-based technologies
• Solid communication skills, including a proven ability to articulate to others outside of Internal Audit (e.g. Finance, IT, and Engineering) complex IT risks, their impact, and the required action plans to address those risks
• One or more of the following professional certifications are required: Certified Information Systems Auditor (CISA), Certified Information Systems Security Professionals (CISSP); Certified Information Security Manager (CISM) or Certified Information Privacy Professional (CIPP)
• Experienced using spreadsheet, slide, and flowcharting tools

Responsibilities

• Perform internal audit risk assessments and help develop the annual audit plan
• Assist with performing and documenting scoping of the FDICIA program
• Coordinate and manage the execution of internal audits and the needs of internal and external auditors, including planning and coordinating walkthroughs, and testing of IT general controls, application controls, and key system generated reports. This includes review of internal audit testing workpapers
• Provide guidance around IT processes, risks, and controls - both those related to IT general controls, as well as IT-dependent business process controls such as application controls and report-reliant controls. This will include assisting with ongoing risk assessments, control advisory, evaluation of segregation of duties, and process improvement opportunities
• Collaborate with distributed IT teams to advise on IT risk management and the ongoing evaluation and update of IT policies, procedures, SOPs, flowcharts, data flows, and narratives
• Evaluate and ensure remediation of identified control deficiencies in a timely manner
• Review system implementations to assess risks and potential impact to internal controls and for potential scoping into the FDICIA program
• Assist in the preparation and presentation of executive presentations

Preferred Qualifications

• Financial technology, banking, or financial services experience
• Experience with managing, implementing, and using audit and compliance management tools (e.g. Workiva, AuditBoard)

Benefits

• Competitive compensation based on experience, geographic location, and role
• Medical, Dental, Vision, Life, 401k Matching, and other wellness benefits, including FSA, HSA and HRA
• Paid parental leave
• Flexible vacation policy, including PTO and paid holidays
• A fun and challenging team environment in a dynamic industry with ample opportunities for career growth