Remote Manager, Regulatory/Compliance Inquiries & Exams

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Toast

💵 $113k-$181k
📍Remote - Worldwide

Job highlights

Summary

Join Toast, Inc. as a Manager to support the enhancement of an enterprise Regulatory/Compliance Inquiry and Exam management process.

Requirements

  • Bachelor’s Degree required
  • At least seven (5) years of experience in a risk, compliance, or audit role at a technology (FinTech preferred) company
  • Strong familiarity with laws and regulations related to money transmission, payments, payroll, credit, consumer, etc
  • Ability to read and interpret complex regulatory language, synthesize, and articulate in an easily digestible manner
  • Strong critical and analytical thinking, decision making, and innovative problem-solving skills
  • Experience handling sophisticated regulatory inquiries and collaborating with senior leaders, business partners, compliance, and subject matter experts
  • Excellent verbal and written communication skills, including proven track record of effective communication with regulatory agencies
  • Leader with ability to drive action and build consensus among cross-functional stakeholders
  • Ability to adapt in challenging and changing situations, comfortable dealing with ambiguity and uncertainty
  • Detail oriented with the ability to meet firm deadlines
  • JD preferred

Responsibilities

  • Support the maturity of the regulatory/compliance inquiries and exams process
  • Build and cultivate positive relationships with regulators, third-party partners, and external auditors, and internal stakeholders
  • Oversee and facilitate external reviews, audits, and supervisory exams by credibly challenging internal stakeholders on responses to requests and tracking/submitting requests timely
  • Provide consultative guidance on management responses to regulatory issues or findings
  • Monitor and report status of current/upcoming external reviews, audits, and supervisory exams to internal stakeholders
  • Support compliance personnel in remediating issues from external reviews, audits, and supervisory exams
  • Perform regulatory exam readiness assessments to proactively identify and escalate potential regulatory/compliance issues
  • Establish and maintain an inventory of standardized responses for common requests
  • Implement technology and tools to improve efficiency of the regulatory/compliance inquiries and exam management process

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