Wealthfront is hiring a
Brokerage Operations Specialist, Remote - United States
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Summary
Wealthfront is hiring a Brokerage Operations Specialist to perform daily brokerage operations functions including Cashiering. The role involves collaboration with various departments and improving processes through automation. The estimated annual salary range is $75,000 - $90,000 USD plus Equity.
Requirements
- Minimum of 2 years brokerage industry experience preferably in a back office role
- Securities regulatory knowledge and strong understanding of account transfers, corporate actions/dividends, and trading
- Understanding of AML and risk mitigation rules
- Strong organizational skills
- Customer-centric business philosophy and collaborative mindset
- Ability to communicate cross-functionally
- Appreciation and understanding of applying technology and software to business processes
- Desire to improve processes to increase team efficiency and productivity
- Strong work ethic and hands-on approach
- Ability to quickly learn proprietary web-based account services applications
- Appreciation for compliance and adherence to government regulations
- Bachelor’s degree in finance, economics, or related field or requisite related work experience
- FINRA Series 7 required (or ability to obtain in 90 days)
Responsibilities
- Complete daily brokerage operations exception reports including unreconciled activity, margin, corporate actions, etc
- Conduct quality control reviews and regulatory document delivery reconciliation
- Perform cashiering duties including verification of incoming wires, checks, ACHs and process withdrawal requests
- Provide ongoing account maintenance and review of new and existing account activity for risk mitigation related to AML
- Collaborate cross-functionally with other teams at the company, specifically creating strong relationships with engineers
Benefits
- Medical, vision, dental
- 401K plan
- Generous time off
- Parental leave
- Wellness reimbursements
- Professional development
- Employee investing discount
This job is filled or no longer available
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