Compliance Analyst

Summary

Join Pepperstone, a global fintech company, as a Compliance Analyst. This role focuses on supporting the Compliance framework, including monitoring, reporting, and project involvement. You will collaborate with other Compliance professionals to maintain accurate records, develop initiatives, and foster a compliance-focused culture. Key responsibilities include assisting with the Compliance Monitoring Program, conducting control testing, providing support for disputes, and contributing to AML optimization. The ideal candidate possesses 1-2 years of compliance experience in financial services, strong analytical skills, and excellent attention to detail. Pepperstone offers a competitive salary, flexible work arrangements, and various benefits.

Requirements

• Minimum 1-2 years compliance experience in the financial services industry ideally within the OTC derivatives industry
• Strong knowledge of KYC end to end process
• Strong analytical and problem-solving skills
• Outstanding attention to detail
• Ability to work in a fast paced, high volume and high-pressure environment
• Experience working for or with a fintech or similar online/non face to face business model
• Strong communication and collaboration skills
• Strong organizational and time management skills
• Proficient in using a range of technologies and ability to adapt to using new technologies and systems
• Knowledge of EU/UK or other AML and financial services regulations

Responsibilities

• Assisting the Senior Compliance Analyst with executing the Compliance Monitoring Program covering routine compliance monitoring of various aspects of the business, as well as rolling business reviews, reporting on identified weaknesses and following through to ensure implementation of agreed action points
• Conduct control testing activities outlined in the Compliance Monitoring Plan or as directed by the Senior Compliance Analyst
• Provide assistance with the collation of information for internal and external disputes
• Answer or coordinate the responses to queries from the business to resolve compliance related issues
• Work with the Senior Compliance Analyst & wider Compliance team to provide required support in all aspects related to the global AML optimisation work plan
• Own and execute regular customer due diligence, monitoring and control activities in accordance with the delivery of the AML Program
• Assisting in the review and update of compliance policies and procedures
• Assisting in financial crime investigations
• Assisting in call and live chat monitoring
• Assisting with monitoring of the firm’s professional client opt up procedures
• Assisting with projects as and when required
• Collating monthly Management Information (MI)
• Conduct assigned Compliance framework activity as directed by the Senior Compliance Analyst

Preferred Qualifications

CySec, CISI, ACAMS or other relevant certifications are a plus

Benefits

• Competitive salary structure including company bonus scheme
• Genuinely collaborative and friendly culture
• Flexible and hybrid working
• Remote working option - work from anywhere for up to 6 weeks per year
• Ongoing personal development & learning opportunities
• 3 paid volunteering days per year & Workplace Giving Program
• Periodic recognition and reward programs for outstanding performance and achievements
• Frequent events and celebrations
• Comprehensive medical insurance with coverage for your healthcare needs
• Pension fund
• Employee Assistance Program & Wellbeing Initiatives
• Convenient and cozy office located near the Limassol Municipal Garden