Compliance Lead

Summary

Join our mission to onboard the next billion users to web3 by supporting the advancement and global adoption of the Sui blockchain. As a Compliance Officer, you will strengthen and sustain a robust compliance framework that supports our global business activities and upholds the highest standards of integrity and trust.

Requirements

• Minimum of 5-7 years of experience in compliance, preferably within the blockchain, fintech, or financial services sectors
• Proven track record of designing, implementing, and managing compliance programs, ideally in high-growth or startup environments
• In-depth knowledge of KYC, KYB, and AML regulations and standards, including within the Cayman Islands and globally
• Strong analytical skills, with the ability to conduct thorough due diligence and risk assessments
• Exceptional organizational and documentation skills, with attention to detail in record-keeping and policy formulation
• Effective communication skills, with the ability to translate regulatory requirements into practical, actionable policies and processes
• Experience using and evaluating compliance management tools and software with an ability to build automations
• Bachelor’s degree in law, business, finance, or a related field
• Relevant certifications in AML/KYC compliance or other related areas are highly desirable

Responsibilities

• Enhance and Oversee the Compliance Program: Refine, implement, and maintain a comprehensive compliance framework aligned with industry standards for blockchain foundations
• Interpret and implement compliance measures relating to US, Cayman Islands, and other international regulations implicated by blockchain technology and cryptocurrency including related to AML/BSA, FCAP, OFAC and others
• Strengthen policies, processes, and controls to meet local and international standards
• Collaborate with internal stakeholders to embed enhanced compliance standards into operational processes
• Manage KYC/KYB and Due Diligence Processes: Lead KYC and KYB due diligence processes for grant applicants, business partners, and vendors, ensuring adherence to regulatory standards
• Develop onboarding and screening procedures to verify identities, assess risk profiles, and detect potentially suspicious activity
• Coordinate the preparation and provision of the foundation's own business documents for partner KYB screenings, ensuring compliance and ease of partnership processes
• Oversee documentation, track compliance data, and support audits to verify adherence to internal and external standards
• Conduct regular risk reviews of business processes, third-party relationships, and counterparties
• Monitor evolving regulatory environments in the blockchain space, updating Leadership, and adapting the compliance program accordingly
• Maintain a risk register and develop escalation protocols for high-risk findings
• Draft and update policies that align with AML and KYC standards, ensuring they meet current legal requirements and best practices for blockchain and fintech industries
• Work with internal teams to continually refine and strengthen compliance practices, contributing to a culture of compliance awareness across the organization
• Maintain comprehensive records for internal audits and regulatory inquiries, establishing transparent and organized documentation practices