Financial Crimes Manager

Summary

Join Crypto.com's Local Programs and Regulatory Compliance team and play a key role in developing and maintaining a leading broker-dealer AML program. You will be responsible for monitoring transactions, creating policies and procedures, ensuring compliance with relevant laws and regulations, and collaborating with various teams. This role requires a minimum of 5 years of experience in financial services, a Series 7 license, and strong interpersonal and communication skills. Crypto.com offers a results-driven and collaborative work environment with benefits including competitive salary, attractive annual leave, flexible work hours, a crypto.com visa card, and internal mobility programs. The company is committed to fostering a diverse and inclusive workplace.

Requirements

• Minimum 5 years at a Financial Service firm, or regulator
• Series 7 required
• Ability to multi-task in a highly demanding environment with the ability reprioritize and shift assignments as necessary
• Strong interpersonal skills
• Foster collegial and partnership-focused relationships across departments and skillsets, particularly with technology and legal professionals
• Excellent verbal, writing and presentation skills and can interact with stakeholders at all levels within the organization and with regulators
• Ability to relay complex technical concepts to non-technical audience
• Strong attention to detail
• Possess high ethical standards, respect for confidentiality and privacy

Responsibilities

• Develop a leading broker dealer AML program to monitor transactions and customer activities for signs of money laundering, fraudulent activity, and file suspicious activity reports (SARs)
• Create policies and procedures and workflow tools to enhance the monitoring, detection, reporting and prevention of money laundering activity. Design and build monitoring scenarios and support model validation programs
• Acting as an AMLCO, monitor industry trends and ensure compliance with all relevant BSA/AML and securities laws, including guidance and red flags issued by FINRA, SEC, and FinCEN
• Develop and maintain policies and procedures regarding the Firm's AML, SARs, and KYC programs, and Senior Management reporting
• Support risk assessments and regular testing to access the effectiveness of the firm’s policies and associated controls
• Collaborate across the legal, compliance and other corporate functions to assist in the development and rollout of leading compliance related technologies, controls, and processes
• Engage in a variety of firmwide compliance issues and interact with Senior Legal and Compliance professionals and regulators
• Engage in industry wide issues and assist in developing firm responses to new rules, AML training and other initiatives

Preferred Qualifications

Series 24, 57

Benefits

• Competitive salary
• Attractive annual leave entitlement including: birthday, work anniversary
• Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope
• Work Perks: crypto.com visa card provided upon joining
• Flexi-work hour and hybrid or remote set-up