IT Audit Manager

Summary

Join Oportun as an IT Audit Manager, Finance Governance and Controls, reporting to the Director. You will play a key role in developing, maintaining, and assessing IT general controls for SOX 404 compliance. Responsibilities include assisting with the annual SOX 404 process, maintaining data flow diagrams, coordinating SOX 404 compliance, collaborating with business owners and external auditors, and developing and implementing remediation plans. The ideal candidate possesses strong internal control documentation skills, SOX 404 compliance experience, problem-solving abilities, and excellent communication skills. A background in public accounting with IT audit and SOX 404 experience is preferred. The position offers a competitive salary range of $85,000 - $136,000.

Requirements

• Skills covering internal control documentation, process narratives, process flows, risk assessments, and related areas
• Understanding of and experience in Sarbanes-Oxley compliance, including internal control scoping, documentation, testing and remediating control deficiencies
• Strong independent problem solving, self-management, and analytical skills
• Service-situated outlook; strong sense of duty regarding quality and continuous improvement – “can do” disposition
• Strong communications abilities – both written and oral
• Strong investigative and critical thinking abilities
• Good business knowledge and working experience in the area of process improvements
• Solid understanding of internal controls approach, practices and US GAAP

Responsibilities

• Assist in the annual SOX 404 financial statement mapping, risk assessment and scoping process identifying significant locations, business units, transaction cycles and critical processes and accounts ensuring an adequate scope and testing of the Company financial statements based on criteria defined each calendar period
• Maintain a comprehensive data flow diagram and application interface detail and Flows, that support the internal control environment
• Assist in the coordination of management SOX 404 process controls documentation and review controls to ensure adequate design and identification of key controls for assigned critical processes/accounts
• Assist in the coordination and the completion of the annual SOX 404 Compliance Plan in compliance with required timelines
• Coordinate with business owners to ensure controls are being properly designed and thought through when business or organization changes occur
• Coordinate the preparation and issuance of the SOC 1 Type II Report
• Act as a go-to person for internal controls within the organization and provide a reliable and insightful resource for implementing controls within a business process in an efficient and effective manner
• Risk and Control Matrix Maintenance
• Coordinate the activities of external audit and technology team collaboration, including walkthroughs, testing and follow up meeting
• PBC coordination and follow up between external audit and technology partners
• Remediation plan development for any identified testing exceptions
• Remediation plan implementation, monitoring and testing
• Assist in ad hoc projects as required

Preferred Qualifications

• Professional qualifications proportionate to CPA/CIA/CISA is an advantage
• 5+ years’ experience in public accounting with IT audit and SOX 404 audit experience is preferred

Benefits

The US base salary range for this full-time position is $85,000 - $136,000