Risk and Compliance Officer (MLRO)

Summary

Join a leading, globally expanding trading platform as their Risk and Compliance Officer (MLRO). This pivotal role involves establishing and maintaining a robust risk and compliance framework aligned with Kenyan regulations, focusing on financial services, AML, CTF, and operational risk. You will be responsible for compliance oversight, risk management, and fostering a strong compliance culture. The position requires collaboration with various teams and regular reporting to senior management. This role offers a chance to safeguard the firm's integrity and contribute to its continued success within a dynamic and growing company.

Requirements

• Bachelor’s degree in a relevant field such as Law, Finance, Economics, Business Administration, Risk Management, or Accounting
• Minimum of 3 to 5 years of experience in compliance, risk management, or regulatory affairs within financial services, capital markets, forex trading, or banking
• CISI certification (Chartered Institute of Securities and Investments) required
• Member of a recognized professional body (e.g., Law Society of Kenya or the Institute of Certified Accountants Kenya)
• Strong understanding of Capital Markets (Online Foreign Exchange Trading) Regulations, 2017 , and other relevant legal frameworks
• Must meet the Fit & Proper criteria set by the Capital Markets Authority
• Demonstrated ability to liaise with regulatory bodies and handle regulatory reporting

Responsibilities

• Develop, implement, and continuously enhance the company’s compliance program in line with local and international regulatory requirements
• Act as the designated Compliance Officer and Money Laundering Reporting Officer (MLRO) , with oversight of AML/CTF frameworks and sanctions compliance
• Conduct due diligence checks and ongoing AML monitoring for clients and partners
• Lead communication with regulatory authorities (e.g., CMA, CBK) and act as the key contact during audits and inspections
• Ensure marketing materials and client communications comply with relevant rules and guidelines
• Monitor and respond to compliance issues, including regulatory updates, investigations, and internal incidents
• Identify, assess, and monitor operational, financial, and reputational risks
• Design and implement risk mitigation strategies and ensure the effectiveness of internal controls
• Conduct internal audits and reviews to evaluate the effectiveness of risk and compliance systems
• Oversee crisis response protocols and support business continuity efforts
• Collaborate with cross-functional teams to embed a proactive, risk-aware culture across the organization
• Provide regular risk and compliance reports to senior management and the Board
• Promote a strong culture of compliance and risk awareness through ongoing staff training
• Provide guidance and support to internal stakeholders on compliance and risk-related matters
• Ensure the company’s operations remain aligned with evolving best practices and regulatory expectations

Preferred Qualifications

Experience in internal audits, AML/CTF compliance, and crisis management is preferred

Benefits

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
• Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community