Associate, Compliance

Summary

Join Gemini's Compliance team as an Associate, focusing on Transaction Monitoring. You will conduct first-level assessments of financial alerts, collaborate with the Data and Technology team on system tuning, and engage with customers for information. Responsibilities include managing multiple projects and participating in audits. The role requires a BA/BS degree, 3+ years of relevant experience in financial services or compliance, and strong writing skills. Preferred qualifications include advanced degrees, familiarity with AML/BSA regulations, and experience with virtual currencies. The position offers a competitive salary, bonus, equity grant, comprehensive health plans, 401k matching, paid parental leave, and flexible time off. A hybrid work model is available for those within 30 miles of NYC, Seattle, or Miami offices, requiring in-person presence twice a week.

Requirements

• BA/BS degree or international equivalent
• 3+ years of relevant work experience within the financial services, digital asset and/or management consulting space focusing on financial crime and/or compliance
• Comfort in a technology-forward company and facility with computer and web-based applications, including Microsoft Office, case management systems, and web-based databases
• Substantial writing skills and ability to articulate effectively to senior management
• Fluency in English

Responsibilities

• Conduct first-level assessments of fiat and virtual currency Transaction Monitoring Alerts to assess whether such activity warrants further investigation
• Work closely with the Compliance Data and Technology team as part of ongoing tuning exercises of the firm’s Transaction Monitoring System
• Conduct and monitor outreach to customers to gather additional information about their activities
• Balance numerous projects, queues and priorities in a fast-paced environment
• Participate in ad-hoc remediation or business specific projects which may include examinations and/or external audits

Preferred Qualifications

• Advanced degree/certifications
• Understanding of or familiarity with regulatory expectations and industry standards in relation to AML/BSA/Sanctions regulations
• Familiarity with virtual currencies, digital transaction cycles or blockchain tracing/analytics tools
• Familiarity with Google Suite Applications
• Intermediate-level expertise in Microsoft Excel
• Adaptability to an ever-changing environment and the capability to articulate thorough analysis to stakeholders

Benefits

• Competitive starting salary
• A discretionary annual bonus
• Long-term incentive in the form of a new hire equity grant
• Comprehensive health plans
• 401K with company matching
• Paid Parental Leave
• Flexible time off