Associate Compliance

Summary

Join GLG as an Associate in Gurugram, India and contribute to global compliance initiatives while developing essential problem-solving skills.

Requirements

• Graduate/Postgraduate with 2 years of minimum relevant industry experience i.e Compliance, Due Diligence, Risk Management
• Mandatory - Fluency in English (verbal and written)
• Desirable but not required - Fluency (verbal & written) in Japanese and/or Korean languages skills will be given preference
• Possess excellent Internet-based research skills. Familiarity with using Internet-based investigative tools would be an added advantage
• Ability to multi-task and prioritize effectively, while ensuring a high level of accuracy and attention to detail
• Strong interpersonal and communication (both verbal and written) skills since the role requires collaborating with cross functional teams
• Successful track record of working in a team environment
• Adaptability to work in a dynamic environment often accompanied by stringent deadlines
• Strong analytical bent of mind and structured problem-solving approach
• Able to work and deliver under minimal supervision/independently

Responsibilities

• Learn our compliance policies and procedures to protect the integrity of client engagements
• Conduct internet-based search
• Conducting reviews and evaluate the completeness, accuracy, and appropriateness of an individual or an entities profile
• Identifying and applying a strong distinction between correct/incorrect business practices and escalate compliance breaches
• Understanding and enforcing key requirements of firm and regulators’ Legal & Compliance rules and policies
• Managing tasks and activities in a timely manner with complete ownership of responsibilities
• Engaging with client service professionals daily to understand their needs and provide support to meet an objective of providing excellent services to Clients
• Partnering with different business units and work through complex situation on a day to day basis
• Individual will reference existing policies; however, due to frequency of unique situations will need to research issues and, through situation-specific inquiries, propose solutions to issues