Compliance Analyst

Summary

Join Gemini's Compliance team as an Analyst, focusing on Institutional Onboarding. You will perform customer onboarding, conduct CDD/EDD research, draft RFIs, review escalated issues, identify red flags, and collaborate with cross-functional teams. This role requires 1-2 years of financial services experience with AML/CTF compliance focus and strong KYC understanding. The ideal candidate is detail-oriented, a self-starter, and comfortable in a fast-paced FinTech environment. Gemini offers a competitive salary, annual bonus, equity grant, comprehensive health plans, 401k matching, paid parental leave, and flexible time off.

Requirements

• BA/BS degree or international equivalent
• 1-2 years of experience in the financial services industry with a focus on AML/CTF compliance
• Strong understanding of KYC requirements and best practices
• Previous experience performing customer onboarding, including assessment of customer risk
• Excellent written and verbal communication skills with a strong attention to detail
• Track record of success and results, ideally in a high-growth or entrepreneurial environment
• Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed

Responsibilities

• Perform institutional and retail customer on-boarding using CDD and EDD research efforts and strategies as well as utilizing sound judgment and strong decision-making
• Draft and send RFIs directly to customers as needed
• Review issues escalated by external compliance personnel
• Identify potential red flags at onboarding and escalate as appropriate
• Work cross-functionally and globally with teams across the enterprise to address compliance related issues
• Facilitate customer requested account modifications
• Perform ad-hoc special projects as required

Preferred Qualifications

• Advanced degree/certifications, e.g., JD, CAMS, CFE
• Working knowledge of digital asset trading and blockchain technology, including previous experience working with blockchain analytics tools
• Familiarity with building out Confluence pages
• Comfort with an ever-changing regulatory landscape and fast-paced business environment

Benefits

• Competitive starting salary
• A discretionary annual bonus
• Long-term incentive in the form of a new hire equity grant
• Comprehensive health plans
• 401K with company matching
• Paid Parental Leave
• Flexible time off