Compliance Analyst

Summary

Join Gemini's Compliance team as an Analyst, focusing on account reviews. This role involves performing periodic and trigger-based account reviews, analyzing transactions and blockchain activity to identify red flags. You will address escalations from compliance personnel, ensure clear customer communication, identify process inefficiencies, and contribute to process improvements. The ideal candidate possesses 1-2 years of experience in financial services with a focus on transactional analysis and strong communication skills. Gemini offers a competitive salary, bonus, equity grant, comprehensive health plans, 401k matching, paid parental leave, and flexible time off.

Requirements

• BA/BS degree or international equivalent
• 1-2 years of experience in the financial services industry with a focus on transactional analysis, forensic accounting or other investigative functions
• Excellent written and verbal communication skills with a strong attention to detail
• Track record of success and results, ideally in a high-growth or entrepreneurial environment
• Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed
• Previous experience performing KYC and periodic account reviews, including assessment of customer risk and transaction analysis
• Strong understanding of transaction pattern red flags

Responsibilities

• Perform periodic and trigger-based account reviews inclusive of transactional analysis and reviews of customer’s blockchain activity to identify potential red-flags and escalate as appropriate
• Address issues and escalations from external compliance personnel
• Ensure clear and concise customer communication during the RFI process
• Identify procedural inefficiencies and help develop and drive process improvements
• Perform ad-hoc special projects as required

Preferred Qualifications

• Advanced degree/certifications, e.g., JD, MBA, CAMS, CFE
• Working knowledge of digital asset trading and blockchain technology, including previous experience working with blockchain analytics tools
• Familiarity with Google Suite Applications
• Comfort with an ever-changing regulatory landscape and fast-paced business environment

Benefits

• Competitive starting salary
• A discretionary annual bonus
• Long-term incentive in the form of a new hire equity grant
• Comprehensive health plans
• 401K with company matching
• Paid Parental Leave
• Flexible time off