Compliance Analyst

Summary

Join Sezzle as a Compliance Analyst and contribute to the development, execution, and improvement of compliance monitoring and testing programs. You will perform reviews of business activities, contribute to compliance audits and monitoring, conduct compliance control testing, and prepare reports of findings. Building strong relationships with stakeholders and escalating significant compliance issues are key responsibilities. This role requires a solid understanding of regulatory frameworks and experience in auditing or monitoring activities. The ideal candidate is detail-oriented, proactive, and possesses strong analytical and communication skills. Sezzle offers a dynamic work environment and a mission to empower the next generation.

Requirements

• Solid understanding of regulatory frameworks, laws, and compliance requirements
• Experience in auditing or monitoring activities, including planning, risk assessment, testing, and reporting
• Strong project management and organizational skills, with the ability to prioritize effectively
• Excellent interpersonal and communication skills, with the ability to engage with stakeholders at all levels
• Analytical thinker with sound decision-making capabilities and a proactive mindset
• Ability to recommend practical solutions to mitigate risk and enhance controls
• Self-motivated, adaptable, and capable of working independently or collaboratively
• A BS/BA degree or higher in accounting, finance, or business administration, information systems, or technology related degree

Responsibilities

• Perform periodic reviews of business activities as mandated by the Sezzle Compliance Management System and Compliance Monitoring Program
• Contribute to a compliance audit and monitoring team completing scheduled activities according to scheduled deadlines
• Perform compliance control testing, transactional reviews, and monitoring activities in alignment with the established testing plan
• Prepare written reports of findings and recommendations resulting from the monitoring reviews
• Build and maintain strong working relationships with compliance, business and technology stakeholders
• Escalate significant compliance issues to management and provide actionable insights
• Demonstrate sound ethical judgment and promote transparency in identifying, managing, and reporting control issues
• Assist in gathering and delivering relevant information for internal and external regulatory reviews, examinations or other supervisory events
• Support additional compliance-related initiatives and projects as assigned

Preferred Qualifications

• Minimum of 1 year of professional experience in consumer finance preferred
• Prior experience in compliance testing, internal/external audit, quality control, or risk management is highly desirable
• You have relentlessly high standards - many people may think your standards are unreasonably high. You are continually raising the bar and driving those around you to deliver great results. You make sure that defects do not get sent down the line and that problems are fixed so they stay fixed
• You’re not bound by convention - your success—and much of the fun—lies in developing new ways to do things
• You need action - speed matters in business. Many decisions and actions are reversible and do not need extensive study. We value calculated risk-taking
• You earn trust - you listen attentively, speak candidly, and treat others respectfully
• You have backbone; disagree, then commit - you can respectfully challenge decisions when you disagree, even when doing so is uncomfortable or exhausting. You have conviction and are tenacious. You do not compromise for the sake of social cohesion. Once a decision is determined, you commit wholly
• You deliver results - you focus on the key inputs and deliver them with the right quality and in a timely fashion. Despite setbacks, you rise to the occasion and never settle

Benefits

#Li-remote