Equity Research Supervisory Analyst

Summary

Join BTIG as a Supervisory Analyst and contribute to the equity research report editing and publishing process. This fully remote, independent contractor position requires availability after 6 pm ET and flexibility during high-volume periods. You will review research reports for compliance with FINRA regulations and BTIG's internal guidelines, ensuring clarity, fairness, and accuracy. Collaboration with research analysts and the compliance department is crucial for finalizing and publishing reports to institutional investors. The role demands strong attention to detail, excellent written communication, and experience in financial statement analysis. Success requires proficiency in BTIG's research publishing system (BlueMatrix).

Requirements

• Bachelor’s Degree required
• 5+ years of experience as a Supervisory Analyst
• Active Series 16 License Required
• Ability to prioritize and juggle several projects while working under tight deadline pressure
• Highly organized approach to work with a meticulous attention to detail, especially during busy periods
• Strong written communication skills to convey messages, suggestions, and concerns clearly and effectively to team members
• Prior exposure to financial statement analysis, strong quantitative skills, and excellent grammatical skills
• Conservative mindset when reviewing materials from a compliance, regulatory, and reputational perspective

Responsibilities

• Ensure content of research reports is clear, fair, and not misleading
• Confirm the investment thesis and valuation of an equity security are clearly presented, justifiable, and form a reasonable basis for any rating. Research reports should be balanced in their language and presentation with risks to the investment properly conveyed
• Validate that financial figures and estimates are applicable to the report and are properly updated in certain areas of the template
• Screen for compliance ‘watchlist’ companies that could be mentioned throughout each report, and route name matches or other concerns through to the compliance control room
• Cross-check compliance lists to ensure proper company and other disclosures are present in reports to adhere to regulatory requirements
• Determine that information presented is publicly available and appropriately attributed, particularly when commenting on actual or possible corporate activity that could involve conflicts of interest
• Conduct editorial work to ensure the presentation of the content is fitted for institutional clients and reads well in English
• Function as a proficient user of BTIG’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to subscribers
• Liaise with research analysts over issues such as wording of content and regulatory concerns, numerical inconsistencies, as well as the logic and clarity of their arguments
• Approve model disclosures, PowerPoint presentations, email blasts, and other one-off communications to ensure they adhere to BTIG compliance and style standards

Preferred Qualifications

Experience with the BlueMatrix publishing platform preferred