Eqvilent is hiring a
Head of Compliance

Summary

The job is for a Head of Compliance at Eqvilent. The role involves overseeing and managing the compliance program, staying updated with regulatory developments, monitoring trading activities, investigating compliance breaches, collaborating with cross-functional teams, providing guidance to employees, serving as the primary point of contact for regulatory authorities, and preparing reports.

Requirements

• Proven track record of success in a senior compliance role, with experience in HFT, trading, hedge funds, financial institutions, or related industries
• Deep understanding of the regulatory landscape governing financial markets, including SEC, FINRA, CFTC, and relevant international regulations
• Experience in developing and implementing compliance programs for trading firms, with a focus on market abuse, trade surveillance, and risk management
• Strong analytical and problem-solving skills, with the ability to navigate complex regulatory issues and develop pragmatic solutions
• Excellent communication and interpersonal skills, with the ability to build strong relationships with internal and external stakeholders
• Highly organized and detail-oriented, with the ability to manage multiple priorities in a fast-paced environment
• Demonstrated leadership skills, with the ability to mentor and guide a high-performing compliance team

Responsibilities

• Develop, implement, and maintain a robust compliance framework that covers all areas of our HFT operations
• Stay up-to-date with the latest regulatory developments and industry best practices, and ensure that our compliance policies and procedures are adapted accordingly
• Monitor trading activities and conduct regular compliance reviews to identify potential risks and issues
• Investigate and resolve compliance breaches, and implement corrective actions to prevent future occurrences
• Collaborate with cross-functional teams, including Trading, Risk, Legal, and Technology, to ensure compliance considerations are integrated into all aspects of our business
• Provide guidance and training to employees on compliance matters, fostering a culture of compliance throughout the organization
• Serve as the primary point of contact for regulatory authorities, and manage regulatory inquiries, audits, and investigations
• Prepare and present compliance reports to senior management and the Board of Directors
• Continuously improve our compliance program, leveraging technology and data analytics to enhance monitoring and surveillance capabilities

Preferred Qualifications

Relevant professional certifications (e.g., CFA, CPA, JD) and/or advanced degrees preferred

Benefits

• Great challenges with fast feedback loops
• A welcoming group of highly qualified international professionals
• Cutting-edge hardware and technology
• Comfortable Dubai office or remotely anywhere in the world
• Flexible schedule
• 40 paid days off
• Competitive salary