Capital.com is hiring a
Compliance Analyst

Summary

The job is to support and liaise with the Back Office team, ensuring seamless trading for Australian clients. Duties include assisting team members, acting as a point of contact, AML/KYC tasks, reviewing transaction alerts, and processing client transactions. Requirements are great attention to detail, ability to learn new systems quickly, strong teamwork skills, an interest in AML/KYC or payments, a positive attitude, and the ability to work towards deadlines.

Requirements

• Great attention to detail
• Ability to learn new systems and tools quickly
• Strong and dynamic team player: builds relationships and consults with others
• An interest in AML, KYC or payments
• Positive and proactive attitude
• Ability to work towards deadlines

Responsibilities

• Assist team members in any capacity on a day-to-day basis
• Act as a point of contact for team queries, providing support and guidance on policy, procedure, and technical queries
• Undertake AML and Sanctions screening, KYC onboarding verification, transactions, and ongoing monitoring and guide the team on these topics
• Review automated transaction alerts and escalate them to relevant departments
• Assisting the Back Office team to ensure they remain up to date with all training requirements and understand changes to Australian AML/CFT regulations
• Provide feedback to the direct manager on issues, trends, training needs, enhancements, and support in drafting and actioning any required next steps
• Process client’s deposit and withdrawal transactions as a part of the team
• Review client onboarding to ensure it is meeting the AML/CTF requirements