Compliance Intern

Summary

Join Schonfeld's internship program as a Compliance Intern with Quantbot to spend ten weeks in the Compliance division, assisting in regulatory filings, collaborating with compliance staff, designing automated monitoring reports, and ensuring adherence to policies.

Requirements

• Pursuing a Bachelor’s or Master’s degree in Finance or related field
• Excellent analytical abilities, verbal and written communication skills, and numeracy
• Strong interest in financial services, investment advising, hedge funds, and compliance
• Strong research skills and the ability to communicate research ideas clearly and succinctly
• Proficiency with Google Suite (especially Gmail, Calendar, GDocs, and GSheets) and Microsoft Office (Word, Excel, PP)
• High level of integrity and discretion in handling confidential information
• Ability to manage multiple projects simultaneously
• Accomplishes tasks in a timely manner
• Exceptional organizational skills and attention to detail

Responsibilities

• Helping to prepare regulatory filings
• Collaborating with compliance staff to support the firm's business units
• Designing and reviewing automated compliance monitoring reports
• Ensuring adherence to compliance policies
• Working on long-term projects to maintain the firm's high compliance standards with new and existing regulations
• Assisting in the review of standard materials, including advertising, sales literature, correspondence, and RFP/RFI/DDQs
• Assisting in the 206(4)-7 annual review and amendments to Form ADV and other applicable regulatory reporting requirements with the SFC and FCA
• Helping to develop and conduct training and education to staff relating to policies and procedures and any amendments
• Learning how we managing and monitor electronic communications in compliance with regulatory requirements
• Staying up-to-date with regulatory changes, updating CCO on suggested adjustments to business practices
• Gaining a strong understanding of the regulatory environment, including the latest changes and trends