Compliance Senior Manager

Summary

Join Crypto.com as a Compliance Senior Manager and play a key role in ensuring the company's compliance with Canadian securities regulations. This fully remote position, available to Canadian residents only, requires leading compliance efforts, preparing for CIRO membership, providing updates to senior management, managing compliance training, and collaborating with stakeholders. You will advise on product development, oversee complaints and marketing materials, and lead registration management. The role also involves supporting the CCO with regulatory exams and engagements. Crypto.com offers a supportive and flexible work environment with opportunities for growth and various benefits.

Requirements

• 8+ years of experience with various National Instruments which apply to Crypto Trading Platforms
• Experience with CIRO (formerly known as IIROC) monthly/quarterly requirements and best practices
• Resident in Canada
• In-depth knowledge of regulatory, risk, governance and infrastructure challenges with regards to digital assets, securities, custody and onboarding of digital asset FIs and CTPs
• Strong communicator and internal relationship builder, collaborating cross functionally
• Able to challenge and influence stakeholders to ensure decisions are well thought out and can be executed from an operations perspective
• Comfortable with change, ambiguity, conflict, and dealing with numerous stakeholders
• Drive results through leadership, people, communication and influence
• Experience having worked with product and tech teams on tool implementations
• Highly organized, and process / people orientated
• Hold registration as an Approved Person under CIRO (fka IIROC) or be willing to become one
• Register as a Dealing Representative  with the Ontario Securities Commission or be willing to obtain and become registered accordingly

Responsibilities

• Proactively lead compliance efforts, aligning to Canada’s Securities regulations stipulated in the National Instrument, in addition to ensuring compliance with our Restricted Dealer and Marketplace registration and accompanying exemptive relief decision
• Proactively leading efforts to prepare Crypto.com Canada for CIRO membership, including updating compliance policies and procedures in light of CIRO’s requirements
• Provide ongoing updates to Crypto.com Canada’s Senior Management regarding the overall compliance program
• Ensure appropriate escalation of compliance incidents or material issues to the CCO and UDP
• Manage development and execution of relevant compliance training
• Ensure policies and procedures meet/exceed regulatory requirements and are being executed in accordance with policy
• Collaborate with internal and external stakeholders, including Product and Finance to ensure compliance requirements continue to be met
• Advise stakeholders on product development to further strengthen obligations to our registration
• Oversee complaints and marketing materials for regulatory alignment
• Lead registration management for both the firm and individual representatives
• Support CCO with all regulatory exams, meetings, and engagements  (e.g., OSC, CIRO, OFSI, and FINTRAC)

Benefits

• Competitive salary
• Attractive annual leave entitlement including: birthday, work anniversary
• Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope
• Work Perks: crypto.com visa card provided upon joining
• Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up