Regulatory Compliance Analyst 2

Summary

Join Behavox's Compliance team as a Compliance Analyst and contribute to enhancing our Compliance product for global expansion and client support. You will review eComms surveillance alerts, improve the product, and provide support for new clients in multiple markets. This role demands a deep understanding of market abuse, regulatory landscapes, and financial services. You will decode trader lingo, liaise with front-office staff, identify potential misconduct, and stay updated on regulatory changes. Behavox offers a global mission, high impact, competitive compensation with 100% bonus pay, comprehensive health coverage, generous time-off, and a flexible work schedule.

Requirements

• A deep and genuine interest in Behavox as demonstrated by a connection to its mission, marketplace and/or technologies
• Strong knowledge of market abuse and other forms of misconduct that manifest in financial services firms
• Good understanding of regulatory landscape and where to find relevant guidance and insights on regulatory topics
• Good understanding of "trader speak" including surveillance operating models and governance
• Strong interpersonal and communication skills (written and verbal) accompanied by excellent analytical skills

Responsibilities

• Review eComms surveillance alerts
• Improve the Compliance product to allow expansion
• Provide support for new clients in multiple markets
• Decode "trader lingo/speak" and liaise with front office staff to understand complex trading concepts
• Understand and articulate the various forms of market abuse, conflicts of interest, and other potential misconduct within the financial domain
• Identify / escalate non-standard communications or activities that hint at potential misconduct
• Stay abreast of recent regulatory and market changes/events to identify enhancements required to surveillance controls or framework (or other compliance related processes and controls)
• Work proactively and autonomously on complex projects that require research, analyze data and take data-driven decisions that contribute to specific business goals

Benefits

• A truly global mission with a passionate community in locations all over the world
• Huge impact and learning potential as our aspirations require bold innovation
• Highly competitive compensation with 100% bonus pay already integrated
• Benefits include covered health coverage for employee and family
• Exceedingly generous time-off policy and flexible work schedule