Point72 is hiring a
Compliance Associate
Point72
π΅ $140k-$175k
πUnited States
Please let Point72 know you found this job on JobsCollider. Thanks! π
Summary
Join Point72's Compliance Department as a Compliance Associate to conduct diligence reviews of broker dealers, draft recommendations, and provide compliance support to internal business teams. This role offers mentorship, growth opportunities, and a long-term career path.
Requirements
- Juris Doctorate degree from an accredited law school and bar admission
- Minimum of one year of Legal or Compliance experience, particularly focusing on the financial services industry
- Strong analytical, problem-solving, planning, and organizational skills
- Attention to detail with the ability to handle multiple tasks simultaneously and the tenacity to produce meticulous work product
- Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
- Commitment to the highest ethical standards
Responsibilities
- Conduct due diligence reviews of broker dealers
- Draft due diligence recommendations
- Assist with time-sensitive broker outreach on emergent issues
- Provide compliance support to internal business teams such as Broker Relations, Macro and others
- Assist Data Compliance team in addressing legal and compliance issues relating to hybrid research providers, where necessary
- Maintain updated lists of compliance approved and denied brokers for the firmβs reference
- Negotiate, draft, and review broker dealer alpha capture compliance agreements
- Monitor and stay current on applicable laws, regulatory initiatives, and case law
- Recommend and draft enhancements to policies and procedures
Benefits
- Fully-paid health care benefits
- Generous parental and family leave policies
- Volunteer opportunities
- Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
- Mental and physical wellness programs
- Tuition assistance
- A 401(k) savings program with an employer match and more
Share this job:
Disclaimer: Please check that the job is real before you apply. Applying might take you to another website that we don't own. Please be aware that any actions taken during the application process are solely your responsibility, and we bear no responsibility for any outcomes.
Similar Jobs
- π°$150k-$225kπUnited States
- π°$110k-$135kπUnited States
- π°$100k-$150kπUnited States
- π°$60k-$65kπUnited States
- π°~$61k-$74kπIndia
- π°~$142k-$177kπIndia
- π°~$130k-$200kπUnited Kingdom
- π°~$110k-$140kπPakistan
- π°~$105k-$115kπLuxembourg
Please let Point72 know you found this job on JobsCollider. Thanks! π