Remote Compliance Officer

Summary

Join Guidepoint's Compliance Department to advance your career in a supportive and innovative environment. This team is integral in supporting Guidepoint’s global operations by identifying and mitigating risks, advising on business initiatives, and training employees on compliance matters.

Requirements

• Bachelor's degree from an accredited college/university
• Minimum of 5 years in a compliance-related role within the financial services industry (excluding KYC/AML)
• Proficiency with compliance search tools
• Strong knowledge of financial industry regulations and due diligence processes
• Proactive and self-motivated approach
• Exceptional analytical skills

Responsibilities

• Deliver initial and ongoing compliance training to client-facing employees
• Conduct compliance portal overviews for both prospective and existing clients
• Provide daily compliance guidance to client servicing employees
• Review transcripts of client generated content and Guidepoint sponsored teleconferences to ensure adherence with Guidepoint’s Terms & Conditions, its policies and procedures
• Integrate client-related protocols into Guidepoint’s proprietary database
• Liaise with internal technology team to implement compliance related enhancements
• Identify and help integrate external vendors who support the Compliance Department in overseeing Guidepoint’s business operations

Benefits

• 15 PTO days, 10 legal holidays, and sick days
• Comprehensive medical, dental, and vision plans
• Will match up to 10% of employee contribution for 401(k), life insurance, paid time-off and parental leave plans
• Commuter benefits and a corporate gym rate
• Development opportunities through the LinkedIn Learning platform
• Free snacks and beverages in the office
• Friday happy hour and “Summer Fridays”
• Year-round corporate athletic league
• Casual work environment, team building, and other social events