Compliance Specialist

Summary

Join One as a Compliance Specialist and contribute to the company's success in regulatory risk management. You will play a key role in implementing and managing critical risk management elements, working closely with various teams. Responsibilities include overseeing the compliance management system, developing and executing compliance functions, ensuring compliance with regulatory changes, and providing compliance support for new products and systems. This role requires 5-10 years of experience, a CRCM or similar certification, and experience in lending, banking, or financial services. One offers competitive compensation, benefits starting on day one, stock options, remote work flexibility, flexible time off, and a 401(k) plan with a match.

Requirements

• 5-10 Years experience
• An act-like-an-owner mentality
• CRCM or similar compliance certification
• Experience working with products or businesses in lending, banking, financial services
• Strategic thinking with the matched ability to deliver compliance improvements and set best in class processes
• Strong ability to work in a leadership role and influence peers. Must be able to work collaboratively with the supported businesses, providing guidance and administering policies/procedures as needed in a timely manner

Responsibilities

• Assisting in the day-to-day oversight and management of One's compliance management system (“CMS”)
• Developing, executing and managing compliance critical functions, including, complaints, issue management, training
• Ensuring compliance by developing and maintaining expertise, up-to-date knowledge of regulatory changes and amended laws
• Participating in the development of regulatory and department policies and/or procedures, as well as in the creation and implementation of tools, guides and other resource materials for the first line of defense
• Providing compliance and regulatory-risk input and support for all new products, delivery channels, and markets as well as for changes to proprietary systems, technologies and/or processes
• Reviewing qualitative and quantitative KPIs and KRIs and identify potential areas of risks to One customers or partners
• Additional duties as assigned by your manager

Benefits

• Competitive cash
• Benefits effective on day one
• Early access to a high potential, high growth fintech
• Generous stock option packages in an early-stage startup
• Remote friendly (anywhere in the US) and office friendly - you pick the schedule
• Flexible time off programs - vacation, sick, paid parental leave, and paid caregiver leave
• 401(k) plan with match