Compliance Manager

Summary

Join One as a Marketing Compliance Manager and ensure our marketing materials meet all compliance requirements while maintaining a best-in-class consumer experience. You will review marketing assets, provide guidance to various teams, and collaborate with legal, compliance, and bank partners. This role requires 10+ years of experience in a similar role within a bank or fintech company, expertise in consumer financial protection regulations, and excellent communication skills. The position offers a competitive salary ($170,000-$210,000 annually), benefits starting on day one, remote work flexibility, and generous stock options. One is committed to building a diverse and inclusive workplace.

Requirements

• 10+ years experience in supporting and reviewing marketing assets with respect to regulatory requirements in a bank or financial technology company
• Expertise in consumer financial protections requirements (Reg DD, Reg Z, fair lending, privacy, UDAAP, etc.) and developing training materials to instruct stakeholders on applicable requirements
• Provide actionable recommendations and solutions to problems
• Excellent written and oral communication skills, including the ability to present complex ideas in understandable and effective ways to different audiences
• Demonstrated experience in guiding senior management, Product and Marketing teams and ensuring high quality, consistent, compliant outcomes
• Affinity for a fast-paced environment and have a bias toward taking action

Responsibilities

• Review marketing assets and strategies and provide guidance to the Product, Design and Marketing teams on applicable requirements and solutions
• Review and approve marketing and advertising materials in a timely manner for the marketing team on a daily basis
• Coordinate with bank partner stakeholders and develop compliant solutions meeting multiple stakeholder requirements
• Develop controls and provide guidance with respect to regulatory requirements for scaling compliant marketing functions
• Monitor marketing assets and claims and ensure One continues to meet its regulatory requirements
• Provide day-to-day guidance on complex requests driving consistent, compliant resolution
• Collaborate with Legal, Compliance and Bank Partner to evidence One’s compliance with applicable requirements
• Additional duties as assigned by your manager

Preferred Qualifications

Knowledge of FINRA and SEC advertising/marketing rules is a plus

Benefits

• Competitive cash
• Benefits effective on day one
• Early access to a high potential, high growth fintech
• Generous stock option packages in an early-stage startup
• Remote friendly (anywhere in the US) and office friendly - you pick the schedule
• Flexible time off programs - vacation, sick, paid parental leave, and paid caregiver leave
• 401(k) plan with match