Group Compliance Monitoring Manager

Summary

Join a leading, globally expanding trading platform with top-rated products and a talented team. Design, implement, and oversee the firm’s global compliance monitoring and assurance program. Conduct risk-based compliance monitoring reviews, identifying non-compliance areas and recommending solutions. Develop and maintain a compliance monitoring plan and risk assessment. Prepare and present compliance reports to senior management. Manage and develop a team of compliance professionals. Monitor regulatory developments and collaborate with stakeholders. Ensure effective record-keeping and work with regulators and auditors. The company offers competitive salaries, work-life harmony, annual bonuses, generous time off, an employee referral program, comprehensive health and pension benefits, workation opportunities, and volunteer days.

Requirements

• Experience: Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred)
• Communication: Excellent written and verbal communication skills, with experience presenting findings to senior management and relevant stakeholders
• Leadership: Proven experience managing and developing a team
• Regulatory Knowledge: Strong understanding of global regulatory frameworks
• Analytical Skills: Ability to identify compliance risks and propose effective solutions
• Attention to Detail: Strong analytical mindset with the ability to interpret regulations and policies
• Stakeholder Management: Ability to work collaboratively across multiple departments and jurisdictions

Responsibilities

• Design, implement, and oversee the firm’s global compliance monitoring and assurance programme to ensure adherence to regulatory obligations
• Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions
• Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm’s risk appetite
• Prepare and present detailed compliance reports to senior management, identifying key findings and trends
• Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support
• Monitor regulatory developments and assess their impact on the firm’s compliance framework
• Collaborate with key stakeholders, including Local Compliance, Marketing, Risk, and Internal Audit, to enhance the firm’s compliance culture
• Ensure effective record-keeping and documentation of monitoring activities, findings, and remedial actions
• Work closely with regulators and auditors during audits, inspections, and regulatory inquiries

Benefits

• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated
• Work-Life Harmony: Join a company that genuinely cares about you —because your life outside of work matters just as much as your time on the clock
• Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community