Financial Crime Compliance Analyst

Summary

Join Passthrough, a company revolutionizing private market investing, as an early hire on their AML team. You will play a crucial role in ensuring compliance with regulatory requirements and providing confidence assurance to clients. The team is focused on improving the AML onboarding process, making it as efficient as their investor onboarding process. You will conduct due diligence, assess risks, escalate issues, and contribute to policy development. This role offers the opportunity to grow with a fast-growing, venture-backed company. The company offers a competitive salary, remote work, and a comprehensive benefits package.

Requirements

• Self-starter and self-motivated to hit deadlines without micromanagement
• Prior anti-financial crime experience with a regulated institution (i.e., Financial Institution, Broker Dealer, RIA, etc.)
• Strong knowledge of the Bank Secrecy Act and Anti-Money Laundering Act of 2020
• Familiarity with due diligence screening tools (i.e., ComplyAdvantage, LexisNexis, etc.)

Responsibilities

• Conduct anti-money laundering due diligence screening on entities and individuals
• Propose risk ratings based on anti-financial crime factors (i.e., customer type, geography, etc.)
• Escalate high risk factors to the Head of Financial Crime for further review and Enhanced Due Diligence
• Draft and update anti-financial crime policies and procedures
• Provide feedback to product management and engineering to help improve Passthrough for internal and external users

Preferred Qualifications

Certified Anti-Money Laundering Specialist certification

Benefits

• Competitive salary - $70,000 - $75,000 per year
• Remote work
• Passthrough stock options
• Health, dental, and vision insurance
• Annual health & wellness stipend
• 401k contribution program with matching
• Life insurance
• PTO & unlimited sick leave
• Parental leave