Program Manager, Compliance

Summary

Join Wealthsimple's Security Assurance Team as a Compliance Officer, leading compliance efforts related to industry standard frameworks such as SOC 1 and SOC 2. Streamline both SOC 1 and SOC 2 programs while coordinating the successful completion of external audits.

Requirements

• Brings 3+ years of experience with formal audit, compliance or audit roles with a focus on SOC 1 and SOC 2 (such as working in an audit firm or being part of an internal compliance function)
• Maintains a relevant certification such as a CISA, CISM, CISSP
• In-depth knowledge and experience working with frameworks such as SOC 1, SOC 2 and SOX ITGCs
• Ability to work independently and handle multiple priorities
• Excellent communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams and communicate both technical and non-technical audit requirements
• Holds self and others accountable to meet commitments
• Is naturally curious and creative, a self-starter and attentive to details
• Demonstrates exceptional organizational skills by maintaining detailed documentation and ensuring timely follow up on action items

Responsibilities

• Lead and coordinate compliance efforts related to industry standard frameworks such as SOC 1 and SOC 2 (and other compliance frameworks as they arise)
• Streamline both SOC 1 and SOC 2 programs while coordinating the successful and timely completion of these external audits simultaneously
• Serve as a primary point of contact for external auditors and internal control owners to facilitate the completion of the audit
• Expand the SOC 2 program by broadening the scope beyond the Security Trust Service Criteria
• Facilitate cross functional team coordination to ensure controls are operating effectively and help identify areas for improvement
• Draw meaningful outputs from the automated compliance management tool to efficiently address issues in our control environment and ensure continuous controls monitoring
• Support preparation of materials, presentations and other documentation as required for periodic management and audit committee meetings

Benefits

• Competitive salary with top-tier health benefits and life insurance
• Retirement savings matching plan using Wealthsimple Work
• 20 vacation days per year and unlimited sick and mental health days
• Up to $1,500 per year towards wellness and professional development budgets respectively
• 90 days away program: Employees can work internationally in eligible countries for up to 90 days per calendar year