Program Manager, Compliance

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Wealthsimple

πŸ“Remote - Canada

Summary

Join Wealthsimple's Security Assurance Team as a Compliance Officer, leading compliance efforts related to industry standard frameworks such as SOC 1 and SOC 2. Streamline both SOC 1 and SOC 2 programs while coordinating the successful completion of external audits.

Requirements

  • Brings 3+ years of experience with formal audit, compliance or audit roles with a focus on SOC 1 and SOC 2 (such as working in an audit firm or being part of an internal compliance function)
  • Maintains a relevant certification such as a CISA, CISM, CISSP
  • In-depth knowledge and experience working with frameworks such as SOC 1, SOC 2 and SOX ITGCs
  • Ability to work independently and handle multiple priorities
  • Excellent communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams and communicate both technical and non-technical audit requirements
  • Holds self and others accountable to meet commitments
  • Is naturally curious and creative, a self-starter and attentive to details
  • Demonstrates exceptional organizational skills by maintaining detailed documentation and ensuring timely follow up on action items

Responsibilities

  • Lead and coordinate compliance efforts related to industry standard frameworks such as SOC 1 and SOC 2 (and other compliance frameworks as they arise)
  • Streamline both SOC 1 and SOC 2 programs while coordinating the successful and timely completion of these external audits simultaneously
  • Serve as a primary point of contact for external auditors and internal control owners to facilitate the completion of the audit
  • Expand the SOC 2 program by broadening the scope beyond the Security Trust Service Criteria
  • Facilitate cross functional team coordination to ensure controls are operating effectively and help identify areas for improvement
  • Draw meaningful outputs from the automated compliance management tool to efficiently address issues in our control environment and ensure continuous controls monitoring
  • Support preparation of materials, presentations and other documentation as required for periodic management and audit committee meetings

Benefits

  • Competitive salary with top-tier health benefits and life insurance
  • Retirement savings matching plan using Wealthsimple Work
  • 20 vacation days per year and unlimited sick and mental health days
  • Up to $1,500 per year towards wellness and professional development budgets respectively
  • 90 days away program: Employees can work internationally in eligible countries for up to 90 days per calendar year
This job is filled or no longer available